SrAnlyst, Compl&Control - Pune - BNY
- BNY Mellon
- 0 - 3 years
- Pune
- 3 years ago
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Job Description
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Under direct supervision, contributes to the compliance efforts of the assigned business unit
- Helps with assessment activities to ensure the business units are in compliance with standard regulatory and policy requirements,, reviews work for accuracy with more experienced professionals
- May assist with drafting of documentation when control changes are made
- Under direct supervision, analyzes existing legislation, regulatory announcements and industry practices in order to report on the assigned business current state of compliance
- As needed, assists with projects and program tasks intended to improve compliance and enhance the control environment
- Assists with analyses of control processes to ensure they are in compliance with all applicable laws, rules and regulations
- Begins to build working relationships with business unit managers in order to facilitate the timely delivery of information and increase the likelihood of favorable conditions for compliance activities
- With direct supervision, assists with the assessments of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations and policies affecting BNY Mellon businesses
- May begin to gain experience preparing risk based reviews of existing and emerging regulatory requirements, concerning issues and control gaps
- May assist with the preparation of non-complex reporting, as directed
- Escalates issues to more experienced professionals
- No direct reports
- Contributes to the achievement of team objectives
- Modified based upon local regulations/requirements
- Bachelor s degree or the equivalent combination of education and experience is required
- Business or Finance degree preferred
- 0-3 years of total work experience preferred
- Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred
Job Classification
Industry: BankingFunctional Area: BFSI, Investments & Trading, Role Category: Banking OperationsRole: Banking OperationsEmployement Type: Full timeEducation
Under Graduation: Any GraduatePost Graduation: Any PostgraduateContact Details:
Company: BNY MellonLocation(s): Pune+ View Contact
Keyskills: Compliance Representative Financial services Supervision Auditing
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