Compliance Analyst @ Ameriprise Financial

The General Counsels Organization (GCO) team in India, includes the legal and compliance functions that support Ameriprise Financial and its subsidiaries. This team work on different aspects of client services. We are seeking a skilled and detail-oriented Compliance Analyst to join our Compliance Training team. The individual will be responsible for managing end to end trainings implementation process, which includes, training launch, tracking, auditing and reporting through various tools.

• Support training implementation duties, which include, ownership of learner correspondence via shared inbox, facilitation of quarterly learner enrollment, perform training launch intake, track learner completions, provide tracking reporting and follow-up and execute course testing.
• Manage multiple changing priorities in response to legal and regulatory requests in a focused and responsive manner. This may include simple data pulls to more complex analysis to long-term solution-based tool and process building.
• Conduct analysis and suggest process improvement for involved duties. This includes attending broader team meetings to absorb knowledge of other processes associated with the training deployment.
• Respond to regulatory request received regarding trainings. Work with business partners to gather required documentation for the responding to regulators in a timely manner.

• Excellent English language skills- both written and spoken as the role requires interaction with various business groups.
• Strong knowledge of advance excel and High level experience in Microsoft Office products (Specially Excel and Word)
• 1-4 years of experience in with expertise in Excel, PowerBI and SQL Languages
• Excellent technical and analytical skills
• 
  Preferred Qualifications

• Exposure to SharePoint, Power BI, Excel preferred
• Competent in utilization of MS Excel, PowerPoint and Word
• Knowledge on financial industry, industry trends
• Highly proficient independent communicator
• Exposure to Visualization tools such as Power BI is advantage

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U. S. based financial planning company headquartered in Minneapolis with a global presence. The firm s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You ll also have plenty of opportunities to make your mark at the office and a difference in your community. So if youre talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.