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Institutional Investment Operations Specialist @ Wells Fargo

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 Institutional Investment Operations Specialist

Job Description

Institutional Investment Operations Specialist - Non-Financial Regulatory Reporting (NFRR)

About this role:

Wells Fargo is seeking a Institutional Investment Operations Specialist

In this role, you will:

  • Participate in lifecycle support tasks for institutional trade initiatives and identify opportunity for process improvements
  • Assist leadership in bringing individual or teams together in order to resolve complex issues
  • Assist in client account onboarding, input and monitoring of cash payments, customer service, project support, funding operations, custodial operations, securities settlement services, structured loan operations, general ledger reconciliation, as well as, work to resolve confirmation and ISDA related issue
  • Provide subject matter expertise on projects along with internal and industry related initiatives
  • Review and analyze functional operational tasks that require research, evaluation, and exercise independent judgment to guide the deliverable
  • Present recommendations for resolving complex situations and exercise independent judgement while developing expertise on functions, projects, internal and industry related initiatives


Required Qualifications:

  • 2+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education


Desired Qualifications:

  • 2+ years of Institutional Investment Operations experience
  • University degree including coursework in financial markets
  • Experience in capital markets operations or compliance surveillance or control with derivatives, foreign exchange and securities.
  • Experience in data management, import/export, analysis and manipulation using Excel, Tableau, PowerBI, or similar tools for analysis and graphs.
  • Experience of working with Xceptor and TriOptima tools
  • Motivated learner and researcher with solid writing and presentation skills
  • Education or experience with US securities and commodities regulations and compliance.
  • Training or experience in business intelligence tools, workflow tools, data schema, and or data vocabularies.
  • Administrator, or advanced user, experience with Atlassian Confluence and Jira

Job Expectations:

  • Reviewing transaction reporting submission to US regulators (CFTC/SEC), investigate breaks and resubmit upon rejections.
  • Monitoring performance of non-financial regulatory reporting through data analysis and reconcilements.
  • Working with Middle Office teams to understand and correct errors and late reporting.
  • Identifying opportunities to improve productivity in the data management and reporting processes.
  • Collaborating with partners in Technology and Middle Office in identifying, assessing, escalating and resolving problems.
  • Testing of technology changes affecting systems instrumental in assigned areas of NFRR.
  • Reviewing and understanding of relevant regulatory technical standards, rules, and regulations.
  • Creating and maintaining review and testing templates for multiple kinds of NFRR based on policy and regulatory requirements.
  • Conducting analysis as part of an intake process for new NFRR that come into scope for the team.
  • Presenting and maintaining program information and reporting in Confluence and Jira.
  • Outreach and collaboration with other NFRR Analysts and support partners in Compliance and Technology to maintain program information.
  • Assignment, scheduling, tracking, and reporting of the program control activities and projects.
  • Working with others to build and test new reporting and controls
  • Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals

Job Classification

Industry: IT Services & Consulting
Functional Area / Department: BFSI, Investments & Trading
Role Category: Investment Banking, Private Equity & VC
Role: Investment Banking Analyst
Employement Type: Full time

Contact Details:

Company: Wells Fargo
Location(s): Hyderabad

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Keyskills:   Institutional Investment Operations project support PowerBI funding operations customer service TriOptima tools Xceptor Tableau business intelligence

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