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Compliance Manager @ hiring client

Home > BFSI, Investments & Trading - Other

 Compliance Manager

Job Description

Role & responsibilities


  • Monitoring The compliance officer monitors the firm's day-to-day compliance with stock   exchanges and depositories. They also monitor the compliance of KYC and   AML & PMLA guidelines. 
  •  Responding to notices The compliance officer responds to surveillance notices, show cause notices,   and adjudicating orders from SEBI, BSE, NSE, MCX, and CDSL. 
  •  Handling inspections The compliance officer handles SEBI and stock exchange inspections. 
  •  Coordinating with internal departments The compliance officer coordinates with internal departments to ensure timely submission of data to regulatory bodies. 
  •  Staying updated The compliance officer stays updated on amendments in SEBI and stock   exchange compliance regulations. 
  •  Training employees The compliance officer organizes regular training sessions for employees to   communicate key regulatory changes and updates. 
  •  Managing risk The compliance officer plays an active role in managing a firm's risk and  reducing financial crime. 
  •  Ensuring compliance with company law The compliance officer ensures compliance with Company Law Board  requirements. 

Job Classification

Industry: Financial Services
Functional Area / Department: BFSI, Investments & Trading
Role Category: BFSI, Investments & Trading - Other
Role: BFSI, Investments & Trading - Other
Employement Type: Full time

Contact Details:

Company: Hiring client
Location(s): Mumbai

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Keyskills:   company secretary compliance

 Fraud Alert to job seekers!

₹ 6-8 Lacs P.A

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hiring client

We help businesses compete and win in global markets through IT Outsourcing, Staffing, Technology, and RPO solutions. 4Bell Technology provides Staffing and Technology Solution services to enterprise customers. Headquartered in Noida, India, we serve companies ranging from innovative startups to Fo...