Sr.grpmgr, Aml/prevention/kyc - Chennai - Bny @ BNY Mellon

POSITION SUMMARY:

Manages multiple teams of AML/KYC/Prevention including Screening/Transaction Monitoring/Account Activity Review.

Staff assigned to research, prepare and review basic and complex client profiles for clients that vary in risk and complexity.

Candidates should ideally have some kind of exposure to automation tools and the RPA process.

PRIMARY RESPONSIBILITIES:

Manages multiple teams of staff involved in preparing and reviewing client

profiles for clients and monitoring global issues, risks and events to determine impact on clients risk level.

35%

Manages and provides recommendations to the review framework to help ensure that the process, from preparation to approval, is equipped with the appropriate checks and balances to ensure accuracy.

25%

Serves as the escalation point for high risk and complex issues regarding client profiles, keeping leadership apprised of potential areas of concern.

10%

Collaborates with internal stakeholders from other functions to help coordinate AML/KYC/Prevention procedures and policies in overall compliance strategy. Provides input to coordination of AML/KYC/Prevention procedures and policies in overall compliance strategy.

10%

Leverages feedback to determine whether trainings address department findings and organizational need, and provides insight around the development of trainings. Supports the implementation of training programs.

10%

Recruits, directs, motivates and develops staff, maximizing their individual contribution, their professional growth and their ability to function effectively with their colleagues as a team.

10%

LEADERSHIP
(e.g., # of direct/indirect reports)

Manages multiple teams of AML/KYC/Prevention staff.

JOB SCOPE
(PL, Budget, etc.)

Responsible for achievement of function goals. Ensures team is equipped to operationalize and attain team objectives. Manages financial resources of the team (budgets, expenses, etc.)

EDUCATION

Bachelor s/Master s degree or the equivalent combination of education and experience is required.

EXPERIENCE

20 years of total work experience preferred with 6+ years management experience preferred; experience in trading, brokerage, fraud or law or preferred. Applicable local/regional licenses or certifications as required by the business.

Bachelor s/Master s degree or the equivalent combination of education and experience is required.