Compliance Executive
- Infollion Research
- 1 - 2 years
- Delhi, NCR
- 30 days ago
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Job Description
- Support the design and execution of internal compliance audits and risk assessments.
- Monitor and track compliance with internal policies, procedures and SLAs; escalate exceptions.
- Maintain and update compliance checklists, risk registers and policy manuals.
- Coordinate with business units to gather documentation for periodic reviews.
- Assist in training and awareness sessions for staff on key compliance processes.
- Prepare and file statutory returns and disclosures under the Companies Act, SEBI Listing Regulations, FEMA, RBI guidelines, etc., in collaboration with the CS Compliance Officer.
- Assist in the preparation of board and committee papers, resolutions, and minutes.
- Support licence/registration renewals and ensure on-time submissions to regulators.
- Liaise with external advisors, regulators and auditors on compliance queries and inspections.
- Keep abreast of changes in corporate laws, securities laws, and other regulations; circulate regulatory updates to relevant stakeholders.
- Semi-qualified Company Secretary (CS) or equivalent.
- 1-2 years in a compliance, legal-secretarial, or corporate governance support role.
- Hands-on exposure to filings and processes under the Companies Act, SEBI Listing Regulations, FEMA/RBI, labour laws, and general corporate governance best practices.
- Strong ability to review documentation, spot gaps and ensure accuracy.
- Excellent written and verbal communication skills; able to draft clear board minutes, letters and disclosures.
- Advanced Microsoft Office (Word, Excel, PowerPoint); familiarity with compliance management systems is a plus.
Job Classification
Industry: InternetFunctional Area / Department: Legal & RegulatoryRole Category: Legal OperationsRole: Legal OfficerEmployement Type: Full timeContact Details:
Company: Infollion ResearchLocation(s): Delhi, NCR
Keyskills: Company Secretary FEMA Corporate governance Labour laws Compliance management Management consulting Compliance Executive MS Office Word Private equity SEBI
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Infollion Research
Infollion aggregates subject matter experts, independent consultants and freelancers to facilitate their access for short-term expertise to companies, consulting firms and investment funds. Infollion offers flexible modes of engagement to reach out to experts on its panel
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