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Compliance @ client premier

Home > Investment Banking, Private Equity & VC

 Compliance

Job Description

This is Regarding Opening with a Leading Fund Management Company as a Compliance Manager !!!


Experience: 2+ years

Location - Mumbai - 5 Days (WFO)


Job description:


Responsibilities:

  • Will be co-ordinating with the clients of the Company for SEBI AIF/ PMS compliances.
  • To resolve the regulatory queries of the clients
  • To co-ordinate during Inspection/ Audit
  • Shall assist in various group level restructuring projects as may be initiated by Company from time to time.
  • Ensure regulatory compliances for the Company for the current as well as future regulatory projects
  • Qualified Company Secretary with degree in LLB/ Any professional qualification preferred
  • Experience in activities in the securities market or financial products including in a portfolio manager, broker dealer, investment advisor, wealth manager, research analyst or fund management
  • Candidates with exposure in AIF/ PMS compliance shall be preferred

If this Job Opportunity excites you, Kindly mail your updated CV Asap on the mail ID: es*a@th******************s.com.


Thanks & Regards,

Esha Shah

Job Classification

Industry: Financial Services (Asset Management)
Functional Area / Department: BFSI, Investments & Trading
Role Category: Investment Banking, Private Equity & VC
Role: Private Equity Analyst
Employement Type: Full time

Contact Details:

Company: client premier
Location(s): Mumbai

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Keyskills:   compliance Capital Market Company Secretarial Broker Portfolio Management Services PMS Alternative Investments Alternative Investment Fund Sebi Compliance Regulatory Compliance Aif Sebi Regulations

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client premier

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