Industry Type: Financial Services / Broking
Functional Area: Operations / Compliance / Team Management
Employment Type: Full Time
We are seeking a dynamic and detail-oriented Manager to join our Mutual Fund Broking House. The ideal candidate will be responsible for overseeing day-to-day operations, managing cross-functional coordination, driving team performance, ensuring regulatory compliance, and handling timely sub-broker payouts.
Oversee and streamline daily operations across departments to ensure efficiency and service excellence.
Coordinate across sales, back-office, customer support, and compliance teams to maintain seamless workflow.
Monitor and enhance team performance through regular reviews, support, and strategic planning.
Ensure accurate and timely processing of sub-broker commissions, incentives, and payouts.
Maintain compliance with SEBI and AMFI regulations, and ensure timely submission of statutory reports and audit requirements.
Identify process improvements, reduce operational bottlenecks, and implement automation where feasible.
Maintain and update SOPs related to mutual fund transactions and client servicing.
Graduate/Postgraduate in Finance, Business Administration, or a related field.
3+ years of relevant experience in operations within mutual fund distribution or broking or banking
Strong knowledge of mutual fund products, sub-broker models, and compliance requirements.
Excellent leadership, organizational, and problem-solving skills.
Proficiency in MS Office and experience with financial platforms and CRM tools.
Keyskills: recruitment networking mutual funds sales mutual funds recruitment marketing mutual fund analysis
Auris Finmart Pvt. Ltd. is a fast-growing startup revolutionizing the Mutual Fund Distribution landscape in India. Based in the heart of South Kolkata, we serve as a one-stop destination for insightful mutual fund consultations—both online and offline—helping clients build smart, goal-...