Sr Staff Auditor - IT Risk
- Ameriprise Financial
- 3 - 4 years
- Noida, Gurugram
- 11 days ago
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Job Description
Plan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities, present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes. Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.
- Execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities. Present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes.
- Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.
- Coordinate with appropriate control groups in planning and executing assigned work. Complete work within established timelines.
- Proactively communicate/escalate challenges and roadblocks that impact ability to meet established timelines.
- Gather information and provide input into risk assessments in conformance with department standards, generally in less complex areas.
Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U. S. based financial planning company headquartered in Minneapolis with a global presence. The firm s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You ll also have plenty of opportunities to make your mark at the office and a difference in your community. So if youre talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.
Full-Time/Part-Time
Timings
India Business Unit
Job Family Group
Job Classification
Industry: Financial ServicesFunctional Area / Department: IT & Information SecurityRole Category: IT Infrastructure ServicesRole: IT AuditEmployement Type: Full timeContact Details:
Company: Ameriprise FinancialLocation(s): Noida, Gurugram
Keyskills: IT risk Compliance Risk control Financial planning Asset management Risk management Cost Auditing
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